Opt-Out and Direct Action Litigation

We represent state and U.S. Securities and Exchange Commission (“SEC”) registered investment advisers (RIAs), broker-dealers, investment funds and others in the investment management or financial services business in all their litigation needs.

Preparing an effective Litigation Strategy​

There are a number of arrangements between clients, their registered advisors and their service providers. The LawVisory team has worked hard to keep current and at the forefront of change to ensure our advice and strategies are always relevant to the needs of the customer. A constant need to improve drives our ability to successfully litigate your matter. Assuring the best possible results to be expected from expert representation.

LawVisory litigates in the areas of securities, corporate governance and shareholder rights, antitrust, consumer protection, and data privacy law, as well as whistleblower representation. 

Our expert litigation have achieved tremendous wins for our clients. We have successfully recovered millions of dollars in settlements, corporate governance reforms that protect our clients and their future investments. Backed by dozens of years building complex financial litigation has taught us that it’s not only the size of the recovery that matters but a desire to help thsoe that are in need of our expertise.