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LawVisory Legal & Compliance Insights

Your Legal Edge: Stay Compliant, Informed & Ahead of the Curve

Welcome to the LawVisory Resource Center—your go-to legal and compliance knowledge hub. Whether you’re a Registered Investment Adviser (RIA), a blockchain founder, or a growth-stage startup, our content helps you stay ahead of SEC regulations, avoid costly compliance missteps, and gain practical legal insights. Explore our in-depth blogs, eBooks, regulatory updates, and on-demand webinars created by licensed U.S. attorneys. 

What You’ll Find Here 

Every resource is built to inform, educate, and empower legal and compliance decision-makers. 

Real-time SEC & State Regulatory Updates

Stay ahead with live updates on SEC rulings and evolving state regulations. Our alerts ensure you're always informed of the latest legal shifts impacting your industry.

Expert-written Legal & Compliance Blogs

Dive into articles crafted by top legal minds, offering clarity on complex compliance issues. Perfect for professionals seeking practical, actionable advice.

Free downloadable eBooks and Legal Guides

Access a growing library of professionally written eBooks and guides—yours to download and use anytime. Stay educated without the cost.

High-impact Webinars and Masterclasses

Join our live and on-demand sessions led by industry leaders. Learn cutting-edge strategies and legal best practices that make a measurable impact.

LawVisory FAQs

RIA Compliance FAQ

Everything You Need to Know About Starting, Managing, and Staying Compliant as a Registered Investment Adviser (RIA)
Whether you're just launching or managing millions in client assets, our attorney-client privileged services ensure you stay compliant, audit-ready, and focused on growth. Below, we answer the most common questions RIA founders and compliance officers ask us every day.
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SEC Exams & Mock Audit FAQ

Stay Exam-Ready with Proactive Compliance & Regulator-Focused Mock Reviews
SEC and state exams are inevitable—but surprises and deficiencies don’t have to be. LawVisory helps investment advisers, fund managers, and financial service firms prepare for, manage, and recover from regulatory exams through customized mock audits and real-time legal support.
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Blockchain Legal Compliance FAQ

Legal Guidance for Web3 Projects, Token Offerings, and Digital Asset Innovation
At LawVisory, we help blockchain companies, token developers, and digital asset platforms navigate the complex U.S. regulatory landscape. This FAQ answers the most common legal questions from Web3 founders, DAOs, and crypto-native projects looking to launch, raise capital, or scale.
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AML Compliance Program FAQ

Build a Risk-Based AML Framework That Keeps You Secure—and Regulator-Ready
An effective AML compliance program is more than a regulatory checkbox—it’s a business necessity. LawVisory helps investment advisers, fintech companies, token issuers, and financial service platforms design, implement, and maintain risk-based AML programs that meet U.S. and global standards.
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Capital Raise Due Diligence & Compliance FAQ

Legal Answers for Founders, Fund Managers & Investors Raising Capital
Raising capital without legal missteps is essential to protecting your company, preserving investor confidence, and avoiding future regulatory or litigation risks. At LawVisory, we guide startups, funds, and private issuers through the complex legal and compliance landscape of private offerings, fundraising, and due diligence.
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Outsourced CCO & General Counsel FAQ

Reliable Legal and Compliance Leadership—Without the In-House Overhead
At LawVisory, we provide fractional and fully outsourced General Counsel (GC), Chief Legal Officer (CLO), and Chief Compliance Officer (CCO) services to RIAs, blockchain projects, and scaling companies. This FAQ answers the most common questions about how outsourced legal and compliance leadership works—and why it's often the smarter choice.
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Chief Legal Officer & General Counsel FAQ

On-Demand Legal Leadership for Founders, Funds & Regulated Firms
As your business grows, so do your legal risks. LawVisory provides fractional or designated Chief Legal Officer (CLO) and General Counsel (GC) services to help you manage contracts, capital raises, compliance, and disputes—without the full-time cost of in-house counsel.
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Securities Enforcement and Compliance

Get exclusive access to new regulatory updates, webinar invites, and legal insights delivered monthly at no cost. 

  • Learn directly from a licensed attorney with SEC experience. 
  • Gain a legal edge without the billable hours. 
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Core Services

Everything You Need In Legal And Compliance

Contract Drafting & Review Services

Get airtight legal agreements tailored to your business. Whether you need an investment advisory agreement, equity compensation contract, or subadvisory document, we ensure your contracts are enforceable, compliant, and customized.

SEC & Compliance Advisery

Stay fully compliant with SEC regulations, state rules, and evolving crypto laws. Our compliance experts help you avoid penalties, pass audits, and build investor trust.

Outsourced CCO & CLO Services

Leverage our industry experience through cost-efficient outsourced General Counsel or Chief Compliance Officer support. Ideal for firms with evolving legal needs.

Subscription Legal Service Plans

Ongoing legal support without unpredictable fees. We offer monthly legal service packages for growing businesses, startups, and digital asset firms.

LawVisory is all about providing high-quality legal and compliance services from a global perspective without the big law firm price tag

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Attorney Advertising—LawVisory PLLC is a U.S. law firm and provides this information as a service to clients, prospective clients, and other friends for educational purposes only. It should not be construed or relied on as legal advice or to create a lawyer-client relationship.

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