Anti-money Laundering
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Anti-Money Laundering Compliance for Broker-Dealers and Financial Institutions
LawVisory is committed to helping you strengthen your anti-money laundering (AML) compliance. Our wide range of services is specifically designed for broker-dealers and financial institutions. We offer expertise in developing and executing AML Compliance Programs, conducting regulator-mandated lookbacks, performing independent AML program audits, and providing specialized AML training.
We design and implement AML Compliance Programs
We assist broker-dealers and other financial institutions in designing and implementing AML Compliance Programs.
Perform regulator mandated Lookbacks and other transaction reviews
We assist broker-dealers and other financial institutions in conducting AML reviews and investigations.
A trusted source for independent AML Program Auditing
We perform independent testing/ auditing of AML Compliance Programs for broker-dealers and other financial institutions.
AML Training
We develop and present AML training for broker-dealers and other financial institutions.
Contact Us
+1 202-854-0515
info@lawvisory.com
1250 Connecticut Ave NW #700, Washington, DC 20036