2024 SEC Examination Priorities

Explore the intricate areas of the 2024 SEC Examination Priorities for Investment Advisers.

These objectives, issued by the Division of Examinations, address emerging risks, compliance assessments, and evolving trends in the financial industry. LawVisory offers expert legal guidance to help you navigate the complexities outlined by the SEC. Explore into the various aspects of investment advice, disclosure practices, private funds, and examination areas for investment companies and crypto assets. Reach out to us for expert guidance on navigating the ever-changing regulatory environment and ensuring your compliance.