Industries We Serve
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- WHO WE SERVE
At LawVisory PLLC, we provide confidential, attorney-client privileged legal and compliance services tailored to the financial and technology sectors. Our team supports investment advisers, broker-dealers, fund managers, FinTech startups, and blockchain companies with SEC compliance, outsourced General Counsel, Chief Compliance Officer services, litigation defense, and contract review. With decades of experience at the SEC, FINRA, and in global markets, we help clients navigate complex regulations while focusing on growth.
RIAs
We help RIAs with Form ADV filings, annual reviews, outsourced CCO services, and mock SEC audits to strengthen compliance and avoid costly enforcement actions.
Broker-Dealers
From FINRA exams to AML policies and supervision rules, LawVisory helps broker-dealers stay compliant and defend against SEC or FINRA investigations.
Fund Managers
We advise hedge funds, private equity firms, venture funds, and SPVs on SEC registrations, Form PF/ADV filings, fund formation, and compliance programs.
Fashion, Luxury, and Lifestyle Brands
We serve Fashion, Luxury, and Lifestyle Brands, providing strategic legal guidance that supports growth while managing legal and reputational risk.
FinTech Startups
LawVisory acts as outsourced General Counsel for FinTech startups, guiding them through capital raising, securities compliance, and contract negotiations.
Crypto & Blockchain Companies
We advise on token offerings, AML/KYC compliance, licensing, and SEC/CFTC enforcement defense so blockchain innovators can launch and scale legally.
Why LawVisory?
- 26+ years of securities and investment fund experience
- Counsel to hedge funds, private equity funds, VC funds, and SPVs
- Extensive experience with fund formation, SEC filings, and compliance defense
- Leadership as outsourced CLO and CCO for fund managers worldwide
Looking for trusted compliance and legal support?
Schedule a confidential consultation with LawVisory’s attorneys today.
Contact Us
+1 202-854-0515
info@lawvisory.com
1250 Connecticut Ave NW #700, Washington, DC 20036
What industries does LawVisory serve?
Does LawVisory provide outsourced CCO or GC services?
Can LawVisory defend clients in SEC or FINRA enforcement actions?
Does LawVisory assist with token offerings and crypto compliance?
Can LawVisory assist global firms entering U.S. markets?
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