Industries We Serve

At LawVisory PLLC, we provide confidential, attorney-client privileged legal and compliance services tailored to the financial and technology sectors. Our team supports investment advisers, broker-dealers, fund managers, FinTech startups, and blockchain companies with SEC compliance, outsourced General Counsel, Chief Compliance Officer services, litigation defense, and contract review. With decades of experience at the SEC, FINRA, and in global markets, we help clients navigate complex regulations while focusing on growth.

RIAs

We help RIAs with Form ADV filings, annual reviews, outsourced CCO services, and mock SEC audits to strengthen compliance and avoid costly enforcement actions.

Broker-Dealers

From FINRA exams to AML policies and supervision rules, LawVisory helps broker-dealers stay compliant and defend against SEC or FINRA investigations.

Fund Managers

We advise hedge funds, private equity firms, venture funds, and SPVs on SEC registrations, Form PF/ADV filings, fund formation, and compliance programs.

Fashion, Luxury, and Lifestyle Brands

We serve Fashion, Luxury, and Lifestyle Brands, providing strategic legal guidance that supports growth while managing legal and reputational risk.

FinTech Startups

LawVisory acts as outsourced General Counsel for FinTech startups, guiding them through capital raising, securities compliance, and contract negotiations.

Crypto & Blockchain Companies

We advise on token offerings, AML/KYC compliance, licensing, and SEC/CFTC enforcement defense so blockchain innovators can launch and scale legally.

Why LawVisory?

  • 26+ years of securities and investment fund experience
  • Counsel to hedge funds, private equity funds, VC funds, and SPVs
  • Extensive experience with fund formation, SEC filings, and compliance defense
  • Leadership as outsourced CLO and CCO for fund managers worldwide

Looking for trusted compliance and legal support?

Schedule a confidential consultation with LawVisory’s attorneys today.

Contact Us

+1 202-854-0515
info@lawvisory.com

1250 Connecticut Ave NW #700, Washington, DC 20036

What industries does LawVisory serve?

We serve RIAs, broker-dealers, fund managers, FinTech startups, and blockchain companies.

Does LawVisory provide outsourced CCO or GC services?

Yes — we act as outsourced Chief Compliance Officer or General Counsel for financial firms and startups.

Can LawVisory defend clients in SEC or FINRA enforcement actions?

Yes — our attorneys have worked in SEC Enforcement and regularly defend clients in regulatory matters.

Does LawVisory assist with token offerings and crypto compliance?

Yes — we structure compliant token offerings, draft SAFTs, and build AML/KYC programs.

Can LawVisory assist global firms entering U.S. markets?

Yes — we help international companies register with the SEC and comply with U.S. regulations.

Fractional Support

Outsourced Services

Sign up today to receive our exclusive regulatory updates straight to your inbox. Stay informed about the latest SEC enforcement actions, rule releases, and risk alerts that impact your compliance program and operations. Our updates are carefully curated and delivered quarterly, with additional notifications for significant developments.

Sign up today

Free Regulatory Updates

Sign up today to receive our exclusive regulatory updates straight to your inbox. Stay informed about the latest SEC enforcement actions, rule releases, and risk alerts that impact your compliance program and operations. Our updates are carefully curated and delivered quarterly, with additional notifications for significant developments.

Legal templates

Find The Perfect Template For Your Case

LawVisory is all about providing high-quality legal and compliance services from a global perspective without the big law firm price tag. Our goal is to meet your needs and exceed your expectations while taking into account your timeline and costs.