Third & Fourth Quarter 2023 Regulatory Updates for SEC Registered Investment Advisers

Stay informed on the latest regulatory updates for SEC registered investment advisers with our comprehensive summary. Explore amendments covering a wide range of topics, including money market funds, cybersecurity risk management, internet advisers, predictive analytics, adviser examinations, marketing practices, securities lending, pay versus performance disclosures, and share repurchase rules. Keep up-to-date with the evolving landscape of compliance requirements to ensure your investment advisory practices are in line with current regulations.